Industry groups say RIAs are receiving SEC letters inquiring about compliance with the new T+1 settlement rule for stock and bond trades. By Anand Gupta
https://www.financial-planning.com/news/sec-starts-examining-financial-advisors-and-firms-on-single-day-trade-settlements?utm_source=dlvr.it&utm_medium=blogger
https://www.financial-planning.com/news/sec-starts-examining-financial-advisors-and-firms-on-single-day-trade-settlements?utm_source=dlvr.it&utm_medium=blogger