Citi to pay $2M for failing to mail disclosures, SEC says

Citigroup will pay almost $2 million to settle SEC allegation that two of the bank's brokerages recommended trades to customers without appropriately mailing disclosures to them. By Anand Gupta


https://www.financial-planning.com/articles/sec-fines-citi-for-not-mailing-disclosures?utm_source=dlvr.it&utm_medium=blogger