Compliance to be ensured by SEBI registered Investment Advisers

As per Regulation 14 of SEBI (Investment Advisers) Regulations 2013 , SEBI may inter-alia recognize any body or body corporate for the purpose of regulating Investment Advisers and delegate administration and supervision of the IAs on such terms and conditions as may be specified.

from TaxGuru https://ift.tt/3xyIs2k
via IFTTT